Organization公开纪律行动

公开纪律行动

SFC fines Raymond Leung Tak Shing, CEO of Yardley Securities Ltd, HK$400k for AML breaches

SFC

SFC, 05-Jul-2021

机构

人物

SFC fines Yardley Securities HK$5m for AML breaches

SFC

SFC, 17-Mar-2021

This involve 2 clients between Feb-May-2016, and transfers to and from 3rd parties in the "casino and gaming industry", using Yardley as a conduit.

机构

主题

SFC severely reprimands Yardley Securities Ltd and suspends Raymond Leung Tak Shing for 14 months

SFC, 10-Sep-2003

机构

人物

SFC sanctions Mr Chan Kin Sun & family

SFC, 10-Jun-2002

机构

人物

SFC reprimands Mr Li Kam Por of Chong Hing Securities Ltd

SFC, 08-Jan-1998

机构

人物

SFC takes action against Yardley Securities, Yardley Futures, Chan Kin Sun & Raymond Leung Tak Shing

SFC, 30-Oct-1997

机构

人物

SFC takes action against unregistered dealing at Yardley Securities Ltd

SFC, 17-Jul-1997

机构

人物