| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2003-10-06 |
| C | Advising on securities | - | 2003-10-06 |
| C | Asset management | - | 2003-10-06 |
| C | Automated trading services | - | 2003-07-03 |
| C | Dealing in futures contracts | 2008-01-17 | 2013-12-06 |
| C | Dealing in securities | - | 2013-12-06 |