Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

证监会持牌机构

证监会中央编号:ABS015

CCASS ID:B01858

监管牌照

C = 受证监会监管的持牌法团；R = 受金管局监管的注册机构。如无开始日期，即表示该机构最迟自现行名册于 2003 年 4 月 1 日设立时起已从事该项活动。

仅显示当前牌照

C/R	受规管活动	开始日期	结束日期
C	Advising on corporate finance	-	2004-02-16
C	Advising on corporate finance	2006-07-08	-
C	Advising on futures contracts	2012-06-14	-
C	Advising on securities	-	-
C	Asset management	2012-06-14	-
C	Dealing in futures contracts	2012-06-14	-
C	Dealing in securities	-	-
C	Leveraged foreign exchange trading	2012-06-14	2016-10-31