| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| R | Advising on corporate finance | - | - |
| R | Advising on futures contracts | 2011-04-04 | 2012-05-21 |
| R | Advising on securities | - | - |
| R | Asset management | - | 2007-02-06 |
| R | Dealing in futures contracts | 2011-04-04 | 2012-05-21 |
| R | Dealing in securities | - | - |