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公开纪律行动
SFC bans Mr Li Tak Wa, ex-Kaiser, for 15 months
SFC, 18-Jun-2014
机构
人物
SFC fines Kaiser HK$1.7m for illegal activities in Macau
SFC, 07-May-2014
Apparently they were also fined MOP1.65m by the Monetary Authority of Macao, which does not publicise these things.
机构
SFC fines Mr Ng Mau Chung HK$14k for poor standards and unintentional short selling of MAE (0851)
SFC, 16-Mar-2005
机构
人物
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KAISER FUTURES LIMITED公开纪律行动