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FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司

证监会持牌机构
证监会中央编号:ABV488
CCASS ID:B01686
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公开纪律行动
SFC revokes and fines Mr Chan Wang Fai
SFC, 08-Jun-2009
Comment: the unnamed listed company should now sue Mr Chan and his brokerage First Shanghai Securities Ltd for the HK$930,000 in excess cost which they had to pay for share buybacks due to Mr Chan's malfeasance. This cost was ultimately bourne by the shareholders of the listed company.
机构
人物
SFC reprimands Mr Li Kwok Hung of First Shanghai Securities Ltd
SFC, 29-Sep-2003
机构
人物