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Mason Securities Limited 茂宸證券有限公司
证监会持牌机构
证监会中央编号:
AAC086
CCASS ID:
B01209
关键数据
人员
证监会牌照
牌照条件
公开纪律行动
CCASS 持仓分布
公开纪律行动
SFC fines Mason Securities Ltd HK$3.6m for breaches of anti-money laundering regulatory requirements
SFC
SFC, 15-Dec-2021
机构
SFC bans Mr Lau Kwo, ex-Mason Securities/Futures Ltd, for 12 months
SFC
SFC, 05-Jul-2021
机构
人物
SFC suspends Sandra Cheung Wing Yi for a year
SFC
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
机构
人物
SFAT upholds SFC decision to suspend analyst Mr Eric Wong Wing Fai for 18 months for front-running research reports
SFC, 02-Aug-2004
机构
人物
Mr Eric Wong Wing Fai v SFC
SFAT, 02-Aug-2004
机构
人物
SFC revokes registration of Ms Winnie Leung Yuen Yee for misconduct
SFC, 17-Mar-2003
机构
人物
SFC reprimands Mazie Tsoi Siu Lan
SFC, 23-Mar-2000
机构
人物