Webb-site Legacy
简
首页
Network Financial Services Limited公开纪律行动
Network Financial Services Limited 萬匯理財策劃有限公司
SFC 牌照已失效
已注销
证监会中央编号:
AHL275
关键数据
人员
证监会牌照
牌照条件
公开纪律行动
公开纪律行动
SFC fines Hong Kong Wealth Management Ltd HK$100k for internal control and supervisory failures
SFC, 27-Apr-2006
机构
SFC bans Mr Ko Siu Lun for 2 months for supervisory failures
SFC, 27-Apr-2006
机构
人物
SFC prosecutes Mr Lam Kwok Fai for unregistered investment advising
SFC, 08-Sep-2005
机构
人物
SFC prosecutes Mr Wong Chi Cheong for misleading SFC with false degree certificate and false financial status
SFC, 12-May-2004
机构
人物