SFC restricts 3 client accounts at CNI Securities Group Ltd linked to suspected market manipulation
SFC
SFC, 23-Dec-2020
The Gazette Notice reveals the amount involved is HK$109.9m. The unnamed alleged manipulated stock is probably in the Enigma Network, for which CNI has done multiple placings.
机构
主题
CMGC (8081) completes mega-placing
Company announcement, 21-Aug-2015
We note that none of the shares appear in the CCASS account of the placing agent, Great Roc Capital Securities Ltd. The largest allocations go to CNI Securities, Astrum Capital Management and Jun Yang Securities.
机构
Sunrise (China) (8226) subscribes HK$20.05m for 3.51% of CMGC (8081)
Company announcement, 17-Aug-2015
The placing agent is named as CNI Securities Group Ltd, but CMGC's placing agent is Great Roc Capital Securities Ltd, so CNI must be a sub-agent.