SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulation
SFC
SFC, 27-Mar-2024
Rather strangely, the SFC's notice to the MMT was dated 16-Aug-2023 but has only now been uploaded to the MMT website (the PDF was created on 26-Mar-2024) and announced by the SFC. Why the delay?
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SFC sues ex-Chairman of Ding Yi Feng (0612) and 20 others for market manipulation, seeks compensation for investors
SFC
SFC, 26-Feb-2024
The action comes just 3 days before the 6-year limit for civil actions under the Limitation Ordinance. Presumably, criminal charges for market manipulation will not be brought, perhaps because the individuals are not in HK. The SFC has filed a Writ of Summons at the court but has not published it online, and the court registry is not online.
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SFC issues restriction notices to 9 brokers freezing client accounts linked to suspected market manipulation of China Ding Yi Feng (0612) shares
SFC, 20-Mar-2019
We note that the Gazette Notices published on 29-Mar-2019 do not attach the normal "Statement of Reasons" that they refer to.
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Orient Securities (HK) Ltd v Allan Sing Hock Seng
HK Court of First Instance, 31-Aug-2018
Mr Sing is declared bankrupt. He owes the broker HK$49m in margin loans, secured only on 400,000 Hanergy (0566) shares and 51m Tech Pro (3823) shares. Tech Pro was a bubble which we warned readers about on 24-Sep-2015; it reached a closing high of $2.75 on 3-May-2016 and burst on 28-Jul-2016. It was suspended at $0.068 on 9-Nov-2017.
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SFC bans Gong Yueyue for 15 years
ICAC, 16-Nov-2015
The listed company on which Mr Gong reported was China Household Holdings Ltd (0692).
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Gong Yueyue, ex-Head of Research at Orient Securities (HK), jailed for 1 year
ICAC, 25-Feb-2015
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Research head Gong Yueyue charged with taking bribe for report on China Household (0692)
ICAC, 19-Sep-2014
Mr Gong is a Responsible Officer of Orient Securities (HK) Ltd. We wonder who allegedly paid him the bribe.