| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| R | Advising on corporate finance | - | 2005-04-27 |
| C | Advising on corporate finance | 2005-04-27 | - |
| R | Advising on securities | - | 2005-04-27 |
| C | Advising on securities | 2005-04-27 | - |
| R | Asset management | - | 2005-03-21 |
| R | Dealing in securities | - | 2005-04-27 |
| C | Dealing in securities | 2005-04-27 | - |