| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-08-26 |
| C | Advising on corporate finance | 2013-03-28 | - |
| C | Advising on securities | - | - |
| C | Asset management | - | 2004-08-26 |
| C | Automated trading services | 2009-10-15 | 2015-11-30 |
| C | Dealing in futures contracts | 2011-09-06 | - |
| C | Dealing in securities | - | - |