| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on futures contracts | - | 2004-03-29 |
| C | Advising on futures contracts | 2021-03-26 | - |
| C | Advising on securities | 2021-03-26 | - |
| C | Asset management | - | 2004-03-29 |
| C | Dealing in futures contracts | - | - |
| C | Dealing in securities | 2015-03-09 | - |