| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on futures contracts | - | 2003-09-24 |
| C | Advising on futures contracts | 2022-07-20 | - |
| C | Advising on securities | 2022-07-20 | - |
| C | Asset management | - | 2004-03-25 |
| C | Dealing in futures contracts | - | - |
| C | Dealing in securities | 2021-07-13 | - |