| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-12-22 |
| C | Advising on futures contracts | - | 2004-12-22 |
| C | Advising on securities | - | 2004-12-22 |
| C | Asset management | - | 2004-12-22 |
| C | Automated trading services | - | 2004-12-22 |
| C | Dealing in futures contracts | - | 2017-12-11 |
| C | Dealing in securities | - | 2017-12-11 |
| C | Leveraged foreign exchange trading | 2007-03-19 | 2017-12-11 |