SFC bans Benedict Ku Ka Tat for 1 year, fines him HK$150k
SFC, 21-Nov-2016
We note that last year, the SFC fined The Pride Fund Management Ltd (controlled by Louis Wan Mun Wah) HK$400k for failure to enter mediation at the Financial Dispute Resolution Centre with the client, Ms Ha Sze Wan. Our records show that the BVI company to which she paid the 15% commission (of which Mr Ku received 12%), Lizauli Investments Ltd, was struck off on 31-May-2010. We don't know who owned that, and the SFC calls him or her "X".
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SFC fines The Pride Fund Management Ltd HK$400k for failing to enter mediation managed by FDRC