TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. Hong Kong SFC License Details

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监管牌照

C = 受证监会监管的持牌法团；R = 受金管局监管的注册机构。如无开始日期，即表示该机构最迟自现行名册于 2003 年 4 月 1 日设立时起已从事该项活动。

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C/R	受规管活动	开始日期	结束日期
C	Advising on corporate finance	-	2003-11-07
C	Advising on securities	-	2003-11-07
C	Asset management	-	2003-11-07
C	Dealing in securities	-	2003-11-07