| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | 2011-11-09 | 2012-11-01 |
| R | Advising on corporate finance | 2012-11-01 | 2016-07-26 |
| C | Advising on securities | 2010-09-09 | 2012-11-01 |
| R | Advising on securities | 2012-11-01 | 2016-07-26 |
| C | Dealing in securities | 2010-09-09 | 2012-11-01 |
| R | Dealing in securities | 2012-11-01 | 2016-07-26 |