Huang Kuang Cheng and QMIS Securities Ltd convicted of giving false or misleading information to SFC
SFC, 30-Jun-2017
No, "job rotation" is not an acceptable euphemism for "fired for stealing client money". The firm had fired Yu Chun Chieh, whom the SFC banned for life on 2-Jun-2015. Mr Huang is now an RO of i-Golden Data Capital Ltd. He and QMIS were each fined HK$10k.
机构
人物
SFC bans Yu Chun Chieh, ex-QMIS Securities, for life