| C/R | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2014-10-15 |
| C | Advising on futures contracts | 2006-05-23 | 2017-07-25 |
| C | Advising on securities | - | - |
| C | Asset management | - | - |
| C | Dealing in futures contracts | 2006-05-23 | 2017-07-25 |
| C | Dealing in securities | - | - |