TIS SECURITIES (HK) LIMITED 金鼎綜合證券(香港)有限公司

SFC 牌照已失效

证监会中央编号:ACF696

CCASS ID:B01652

公开纪律行动

SFC settles disciplinary action with Victor Wong Seng In

SFC, 08-Nov-2004

Mr Wong buys himself out of a 3-month suspension for HK$40k.

机构

人物

SFC suspends Mr Kwok Wai Keung for 12 months for front running

SFC, 06-May-2003

机构

人物

主题

SFC suspends Mr Cheung Sai Leung & Ms Mak Yuen Yee Selina of TIS Taiwan International Securities (HK) Ltd

SFC, 18-Jan-2001

机构

人物