| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Forthright Capital Management Limited | RO | 就证券提供意见 | 2023-08-21 | - |
| RO | 提供资产管理 | 2023-08-21 | - | |
| RO | 证券交易 | 2023-08-21 | - | |
| Awaken Thunder Capital Limited | RO | 提供资产管理 | 2022-03-01 | 2023-08-20 |
| Rep | 提供资产管理 | 2019-06-28 | 2022-03-01 | |
| RO | 就证券提供意见 | 2019-06-28 | 2023-08-20 | |
| RO | 证券交易 | 2019-06-28 | 2023-08-20 | |
| Quam Securities Limited | Rep | 就证券提供意见 | 2015-09-29 | 2016-08-31 |
| Rep | 提供资产管理 | 2015-09-29 | 2016-08-31 | |
| Rep | 期货合约交易 | 2012-03-05 | 2016-08-31 | |
| Rep | 证券交易 | 2011-11-23 | 2016-08-31 | |
| King Sun Securities Limited | Rep | 证券交易 | 2006-08-15 | 2011-11-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-04-19 | 2006-08-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-04-19 | 2006-08-11 |
| CVP Securities Limited | Rep | 证券交易 | 2004-08-17 | 2004-12-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2004-07-22 | 2004-08-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-07-22 | 2004-08-11 |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-06-25 | 2004-06-17 |
已采集记录中暂无金管局登记。