| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期货合约交易 | 2012-03-08 | - |
| Rep | 证券交易 | 2011-11-07 | - | |
| King Sun Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-14 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-14 | |
| Rep | 证券交易 | 2003-04-01 | 2011-11-01 |