| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UPBEST COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2026-03-20 | - |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2023-01-16 | - |
| GT CAPITAL LIMITED | Rep | 证券交易 | 2018-02-28 | 2022-01-01 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2016-06-08 | 2017-01-06 |
| THING ON SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-11-29 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-11-29 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-11-29 | |
| Rep | 证券交易 | 2003-04-01 | 2016-06-01 |