| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| M&F ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2019-09-06 | - |
| RO | 就证券提供意见 | 2017-05-04 | - | |
| RO | 证券交易 | 2017-05-04 | - | |
| Rep | 就证券提供意见 | 2017-04-20 | 2017-05-04 | |
| Rep | 证券交易 | 2017-04-20 | 2017-05-04 | |
| China Prospect Securities Limited | RO | 证券交易 | 2016-02-23 | 2017-04-18 |
| Rep | 证券交易 | 2016-02-04 | 2016-02-23 | |
| WINWIN SECURITIES LIMITED | RO | 证券交易 | 2015-02-05 | 2016-02-02 |
| THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | 证券交易 | 2014-07-23 | 2014-11-27 |
| Rep | 证券交易 | 2010-10-27 | 2014-07-23 |