| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-02-13 | 2026-02-06 |
| Rep | 证券交易 | 2017-02-13 | 2026-02-06 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2016-03-30 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2012-04-13 | 2017-02-12 |
| TOYO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2006-05-26 | 2012-03-31 |
| Rep | 证券交易 | 2006-02-01 | 2012-03-31 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2003-12-04 | 2005-12-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2003-12-04 | 2005-12-31 |
| Rich Union Securities (H.K.) Limited | Rep | 就证券提供意见 | 2003-08-05 | 2003-09-05 |