| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2015-05-04 | 2020-03-20 |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2012-09-04 | 2014-07-22 |
| TUFTON OCEANIC FAR EAST LIMITED | RO | 就证券提供意见 | 2009-11-19 | 2012-06-30 |
| RO | 提供资产管理 | 2009-11-19 | 2012-06-30 | |
| RO | 证券交易 | 2009-11-19 | 2012-06-30 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2006-09-29 | 2008-10-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2006-09-29 | 2008-10-18 |
| Rep | 证券交易 | 2006-09-29 | 2008-10-18 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2006-09-29 | 2008-10-18 |