| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOSCO SECURITIES LIMITED | RO | 提供资产管理 | 2024-05-14 | - |
| RO | 就证券提供意见 | 2022-06-29 | - | |
| RO | 证券交易 | 2022-06-29 | - | |
| Rep | 就证券提供意见 | 2022-06-16 | 2022-06-29 | |
| Rep | 证券交易 | 2022-06-16 | 2022-06-29 | |
| VALUABLE CAPITAL LIMITED | RO | 就期货合约提供意见 | 2020-04-22 | 2022-05-31 |
| RO | 提供资产管理 | 2018-01-31 | 2022-05-31 | |
| RO | 就证券提供意见 | 2017-09-27 | 2022-05-31 | |
| RO | 期货合约交易 | 2017-09-27 | 2022-05-31 | |
| RO | 证券交易 | 2010-07-14 | 2022-05-31 | |
| BERICH FUTURES (H.K.) COMPANY LIMITED | RO | 期货合约交易 | 2006-07-18 | 2010-07-01 |
| BERICH BROKERAGE LIMITED | RO | 证券交易 | 2005-09-07 | 2010-07-01 |
| BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | 期货合约交易 | 2003-06-07 | 2006-07-18 |
| BERICH BROKERAGE LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-03 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-03 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-03 | |
| Rep | 证券交易 | 2003-04-01 | 2005-09-07 |
已采集记录中暂无金管局登记。