| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | 期货合约交易 | 2020-12-03 | - |
| RO | 证券交易 | 2020-12-03 | - | |
| Rep | 期货合约交易 | 2009-08-04 | 2020-12-03 | |
| Rep | 证券交易 | 2009-07-14 | 2020-12-03 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2008-11-10 | 2009-04-18 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2005-06-30 | 2008-06-01 |
已采集记录中暂无金管局登记。