| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AS CAPITAL LIMITED | Rep | 证券交易 | 2023-08-04 | 2023-09-13 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 证券交易 | 2017-01-16 | 2023-06-12 |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 证券交易 | 2014-02-24 | 2017-01-09 |
| Vantage Capital Markets HK Limited | Rep | 证券交易 | 2013-02-26 | 2014-02-21 |
| Rep | 证券交易 | 2010-06-30 | 2012-06-29 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 证券交易 | 2006-11-17 | 2008-01-11 |