| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Gradient Trading Hong Kong Limited | RO | 期货合约交易 | 2013-12-13 | 2014-12-01 |
| RO | 证券交易 | 2013-12-13 | 2014-12-01 | |
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2011-06-27 | 2012-01-25 |
| Rep | 证券交易 | 2011-06-05 | 2012-01-25 | |
| RO | 证券交易 | 2010-03-16 | 2011-06-05 | |
| RO | 期货合约交易 | 2010-03-16 | 2011-06-27 | |
| Rep | 期货合约交易 | 2010-01-26 | 2010-03-16 | |
| Rep | 证券交易 | 2010-01-26 | 2010-03-16 | |
| ALL OPTIONS ASIA LIMITED | RO | 期货合约交易 | 2009-06-02 | 2010-01-01 |
| RO | 证券交易 | 2009-06-02 | 2010-01-01 | |
| All Options Hong Kong Limited | RO | 期货合约交易 | 2009-02-25 | 2010-01-01 |
| RO | 证券交易 | 2009-02-25 | 2010-01-01 |