| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2010-12-21 | 2012-09-25 |
| Rep | 证券交易 | 2010-12-21 | 2012-09-25 | |
| All Options Hong Kong Limited | Rep | 期货合约交易 | 2009-06-01 | 2009-11-01 |
| Rep | 证券交易 | 2009-06-01 | 2009-11-01 | |
| ALL OPTIONS ASIA LIMITED | Rep | 期货合约交易 | 2009-02-05 | 2009-06-01 |
| Rep | 证券交易 | 2009-02-05 | 2009-06-01 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2007-10-10 | 2008-12-03 |
| Rep | 期货合约交易 | 2007-10-10 | 2008-12-03 | |
| Rep | 证券交易 | 2007-10-10 | 2008-12-03 |