Chung, James Man Him 鍾文謙
证监会中央编号:ANK917
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Surich Asset Management Limited | Rep | 就证券提供意见 | 2024-11-04 | - |
| Rep | 提供资产管理 | 2024-11-04 | - | |
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-08-28 | 2024-08-29 |
| Rep | 证券交易 | 2023-08-28 | 2024-08-29 | |
| Wealth Link Securities Limited | Rep | 就证券提供意见 | 2023-08-14 | 2023-08-15 |
| Rep | 证券交易 | 2023-08-14 | 2023-08-15 | |
| RO | 就证券提供意见 | 2021-07-05 | 2023-08-14 | |
| RO | 证券交易 | 2021-07-05 | 2023-08-14 | |
| GREAT BAY SECURITIES LIMITED | Rep | 证券交易 | 2020-11-03 | 2021-06-24 |
| Rep | 就证券提供意见 | 2020-10-20 | 2021-06-24 | |
| BUCEPHALUS RESEARCH PARTNERSHIP LIMITED | RO | 就证券提供意见 | 2019-05-16 | 2020-10-01 |
| Wealth Link Securities Limited | RO | 就证券提供意见 | 2017-01-19 | 2019-05-14 |
| RO | 证券交易 | 2017-01-19 | 2019-05-14 | |
| Rep | 证券交易 | 2016-07-21 | 2017-01-19 | |
| OCBC Futures Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2013-10-15 | 2016-07-11 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | 证券交易 | 2008-01-24 | 2016-07-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2007-05-22 | 2007-12-20 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2006-06-26 | 2007-12-20 |
已采集记录中暂无金管局登记。