| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WINLAND WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2009-06-09 | 2012-08-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2009-02-26 | 2009-05-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-03-20 | 2009-05-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-09-20 | 2009-05-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-09-20 | 2009-05-30 |