| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-06-22 | 2016-09-27 |
| Rep | 就证券提供意见 | 2015-06-22 | 2016-09-27 | |
| Rep | 证券交易 | 2015-06-22 | 2016-09-27 | |
| RO | 就机构融资提供意见 | 2012-10-24 | 2015-06-22 | |
| RO | 就证券提供意见 | 2012-10-24 | 2015-06-22 | |
| RO | 证券交易 | 2012-10-24 | 2015-06-22 | |
| Xeram and Company (Asia) Limited | RO | 证券交易 | 2011-07-08 | 2012-04-30 |
| RO | 就证券提供意见 | 2007-03-28 | 2012-04-30 | |
| RO | 就机构融资提供意见 | 2004-05-31 | 2012-04-30 | |
| Rep | 就证券提供意见 | - | 2007-03-28 |