| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | 就机构融资提供意见 | 2015-10-16 | 2020-10-27 |
| Rep | 就证券提供意见 | 2015-10-16 | 2020-10-27 | |
| Rep | 证券交易 | 2015-10-16 | 2020-10-27 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2014-10-09 | 2015-08-28 |
| China Renaissance Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2014-03-18 | 2014-07-18 |
| Rep | 就机构融资提供意见 | 2013-08-01 | 2014-03-18 | |
| Rep | 就证券提供意见 | 2013-08-01 | 2014-07-18 | |
| Xeram and Company (Asia) Limited | Rep | 就证券提供意见 | 2009-06-15 | 2013-03-28 |
| Rep | 就机构融资提供意见 | 2007-09-27 | 2013-03-28 |