| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VC BROKERAGE LIMITED | Rep | 就证券提供意见 | 2022-02-28 | 2024-01-31 |
| Rep | 证券交易 | 2022-01-28 | 2024-01-31 | |
| KINGDOM SECURITIES LIMITED (HK) | Rep | 证券交易 | 2021-10-28 | 2021-11-30 |
| MOUETTE SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2021-02-24 | 2021-07-05 |
| Rep | 证券交易 | 2021-02-24 | 2021-07-05 | |
| FTFT International Securities and Futures Limited | RO | 就证券提供意见 | 2017-11-01 | 2020-08-14 |
| RO | 证券交易 | 2011-03-29 | 2020-08-14 | |
| Planetree Securities Limited | Rep | 证券交易 | 2008-06-19 | 2011-01-31 |
| 1SPREAD BROKERAGE LIMITED | Rep | 就机构融资提供意见 | - | 2005-02-28 |
| Rep | 就证券提供意见 | - | 2005-02-28 | |
| Rep | 提供资产管理 | - | 2005-02-28 | |
| Rep | 证券交易 | - | 2006-06-01 |