| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BERICH BROKERAGE LIMITED | Rep | 证券交易 | 2021-05-20 | 2022-04-15 |
| FTFT International Securities and Futures Limited | Rep | 证券交易 | 2015-03-05 | 2020-09-30 |
| Rep | 证券交易 | 2011-08-10 | 2013-04-01 | |
| YARDLEY SECURITIES LIMITED | Rep | 证券交易 | 2010-06-22 | 2011-05-09 |
| Rep | 就机构融资提供意见 | - | 2004-09-15 | |
| Rep | 提供资产管理 | - | 2004-09-15 | |
| Rep | 就证券提供意见 | - | 2007-05-21 | |
| Rep | 证券交易 | - | 2007-05-21 |