| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-02-07 | - |
| CLSA LIMITED | Rep | 就证券提供意见 | 2021-03-24 | 2023-01-09 |
| TFI Asset Management Limited | Rep | 就证券提供意见 | 2017-04-19 | 2020-04-22 |
| Aetas Global Markets Limited | Rep | 证券交易 | 2014-05-05 | 2015-09-15 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-01-15 | 2014-04-12 |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就证券提供意见 | 2013-04-15 | 2014-01-11 |
| Rep | 证券交易 | 2013-04-15 | 2014-01-11 | |
| Aetas Global Markets Limited | Rep | 证券交易 | 2010-09-03 | 2011-12-23 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2009-01-29 | 2009-05-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2009-01-29 | 2009-05-23 |
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