Personnel Hong Kong SFC License Details (ID 100428)

Personnel Hong Kong SFC License Details (ID 100428)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2016-05-25	2016-06-25
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2016-05-25	2016-06-25
CES Commodities (HK) Limited	Rep	期货合约交易	2015-08-25	2015-09-02
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2015-08-25	2015-09-02
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2015-08-25	2015-09-02
BMI FUNDS MANAGEMENT LIMITED	Rep	就证券提供意见	2013-10-25	2013-11-18
	Rep	证券交易	2013-10-25	2013-11-18
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2012-06-12	2013-09-11
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2012-06-12	2013-09-11
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	证券交易	2012-02-09	2012-06-01
	Rep	期货合约交易	2012-01-11	2012-06-01
LINZ GLOBAL (HK) LIMITED	Rep	期货合约交易	2011-01-28	2011-12-31