| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Bradbury Securities Limited | Rep | 就证券提供意见 | 2009-06-03 | - |
| Rep | 证券交易 | 2009-06-03 | - | |
| RO | 就证券提供意见 | 2008-09-25 | 2009-06-03 | |
| RO | 证券交易 | 2008-09-25 | 2009-06-03 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-12-02 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-12-02 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-01-17 | |
| Rep | 证券交易 | 2003-04-01 | 2008-09-25 |