| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Puming Securities Limited | RO | 提供资产管理 | 2026-10-20 | - |
| RO | 就证券提供意见 | 2025-04-08 | - | |
| RO | 证券交易 | 2025-04-08 | - | |
| Rep | 提供资产管理 | 2025-04-08 | 2026-10-20 | |
| Rep | 证券交易 | 2025-01-13 | 2025-04-08 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2024-07-08 | 2024-11-01 |
| Rep | 证券交易 | 2024-06-17 | 2024-11-01 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2024-01-30 | 2024-04-12 |
| Rep | 证券交易 | 2024-01-30 | 2024-04-12 | |
| VALUABLE CAPITAL LIMITED | Rep | 就证券提供意见 | 2023-05-04 | 2023-10-31 |
| Rep | 证券交易 | 2023-05-04 | 2023-10-31 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-08-09 | 2023-01-18 |
| Rep | 证券交易 | 2021-07-21 | 2023-01-18 | |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2018-10-02 | 2021-06-12 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2018-08-22 | 2021-06-12 |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2017-05-11 | 2018-07-27 |
| Rep | 证券交易 | 2017-05-11 | 2018-07-27 |
已采集记录中暂无金管局登记。