| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 期货合约交易 | 2022-12-09 | - |
| Rep | 证券交易 | 2022-12-09 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2021-09-21 | 2022-11-11 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2021-05-04 | 2022-11-11 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2021-05-04 | 2022-11-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2019-06-18 | 2021-04-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2019-06-18 | 2021-04-09 |
| GUODU FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2019-02-15 | 2019-04-23 |
| Rep | 期货合约交易 | 2019-02-15 | 2019-04-23 | |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2017-05-11 | 2019-04-23 |
| Rep | 证券交易 | 2017-05-11 | 2019-04-23 |
已采集记录中暂无金管局登记。