| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2023-01-18 | - |
| CHG SECURITIES LIMITED | Rep | 证券交易 | 2011-09-14 | 2022-11-08 |
| WINTONE SECURITIES LIMITED | Rep | 期货合约交易 | 2010-01-08 | 2011-04-08 |
| Rep | 证券交易 | 2007-02-06 | 2011-09-01 | |
| CORPORATE BROKERS LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-19 | |
| Rep | 证券交易 | 2003-04-01 | 2007-01-23 |