| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | RO | 就证券提供意见 | 2009-10-20 | 2011-04-16 |
| Daiwa Capital Markets Hong Kong Limited | RO | 就机构融资提供意见 | 2008-06-13 | 2011-04-16 |
| RO | 就证券提供意见 | 2008-06-13 | 2011-04-16 | |
| RO | 期货合约交易 | 2008-06-13 | 2011-04-16 | |
| RO | 证券交易 | 2008-06-13 | 2011-04-16 |