| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2004-11-02 | 2005-01-04 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2004-11-02 | 2005-01-04 |
| KGI ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-03 |
| Rep | 就证券提供意见 | - | 2004-06-03 | |
| Rep | 提供资产管理 | - | 2004-06-03 | |
| Rep | 证券交易 | - | 2004-10-06 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2004-06-03 |
| Rep | 提供资产管理 | - | 2004-06-03 | |
| Rep | 期货合约交易 | - | 2004-10-06 |