Personnel Hong Kong SFC License Details (ID 100705)

Personnel Hong Kong SFC License Details (ID 100705)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2005-01-26	2005-04-27
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	杠杆式外汇交易	2005-01-26	2005-04-27
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2005-01-26	2005-04-27
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2004-08-24	2005-01-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2004-08-24	2005-01-11
	Rep	杠杆式外汇交易	2004-08-24	2005-01-11
CES Commodities (HK) Limited	Rep	就期货合约提供意见	-	2004-01-19
	Rep	提供资产管理	-	2004-01-19
	Rep	期货合约交易	-	2004-08-17
CES Forex (HK) Limited	Rep	杠杆式外汇交易	-	2004-08-17
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	-	2003-07-07
	Rep	就机构融资提供意见	-	2004-01-19
	Rep	就证券提供意见	-	2004-01-19
	Rep	提供资产管理	-	2004-01-19
	Rep	证券交易	-	2004-08-17