Yen, David Tai Wai 閻大偉 Hong Kong SFC License Details (ID 100748)

Yen, David Tai Wai 閻大偉 Hong Kong SFC License Details (ID 100748)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	证券交易	2008-05-20	2009-11-01
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2008-03-10	2009-11-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2008-03-10	2008-05-20
	Rep	就证券提供意见	2008-03-10	2008-07-28
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2007-06-12	2008-01-07
RHB SECURITIES HONG KONG LIMITED	Rep	就证券提供意见	2007-06-12	2008-01-07
	Rep	证券交易	2007-06-12	2008-01-07
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2005-11-28	2007-06-01
SOUTH CHINA RESEARCH LIMITED	Rep	就证券提供意见	2005-11-17	2007-06-01
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2005-11-17	2007-06-01
AP Asset Management (HK) Limited	Rep	就证券提供意见	2005-08-11	2005-11-01
	Rep	提供资产管理	2005-08-11	2005-11-01
	Rep	证券交易	2005-06-09	2005-11-01
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2005-04-27	2005-05-20
ABCI Securities Company Limited	Rep	就证券提供意见	-	2003-10-29
	Rep	提供资产管理	-	2003-10-29
	Rep	提供自动化交易服务	-	2003-10-29
	Rep	就机构融资提供意见	-	2005-02-01
	Rep	证券交易	-	2005-02-01