| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-11-19 | 2010-01-06 |
| Rep | 期货合约交易 | 2009-11-19 | 2010-01-06 | |
| Rep | 证券交易 | 2009-11-19 | 2010-01-06 | |
| RO | 期货合约交易 | 2003-10-14 | 2009-11-19 | |
| RO | 就证券提供意见 | - | 2009-11-19 | |
| RO | 证券交易 | - | 2009-11-19 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | RO | 期货合约交易 | - | 2004-06-30 |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | RO | 证券交易 | - | 2004-01-02 |