| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JT CAPITAL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2018-10-29 | - |
| Core Capital Securities Limited | RO | 证券交易 | 2017-08-03 | - |
| Rep | 证券交易 | 2017-06-08 | 2017-08-03 | |
| Changjiang Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2011-12-13 | 2017-02-23 |
| RO | 证券交易 | 2011-12-13 | 2017-02-23 | |
| SDIC SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2010-05-18 | 2011-08-15 |
| RO | 证券交易 | 2010-05-18 | 2011-08-15 | |
| SDIC Securities International Financial Holdings Limited | RO | 就证券提供意见 | 2007-06-26 | 2011-08-15 |
| RO | 证券交易 | 2003-08-20 | 2011-08-15 |